contact@bayslope.com | business@bayslope.com

+1 646.349.9293 (US) +44 139 258 1535 (UK) +91 844.775.1586 (IN)

ARTICLES

Home | ARTICLE | Artificial Intelligence | Can Artificial Intelligence Be Inventors Legally?
DAbus 1

The report talks about a very hot topic DABUS – covering its details, associated issue, current status of applications filed under the name DABUS and its importance. Through this report, we are answering most of the queries that are coming up on this subject. Bayslope team has performed a secondary level research to prepare the report. The report contains no legal opinion and only seeks to provide information.

Can Artificial Intelligence Be Inventors Legally?

What Is Dabus?

It is an AI (Artificial Intelligence) system or a machine that simulates human brainstorming and creates new inventions.

Who Is The Creator Of Dabus?

DABUS is created by Stephen Thaler who is the CEO of Imagination Engines. He is a pioneer in the field of AI and programming.

Why There Is So Much Buzz About Dabus Applications?

The applications filed by Stephen Thaler challenge the orthodox practice where only humans can be named as inventors in a patent application.

What Is The Full Form Of Dabus?

The full form is – “device for the autonomous bootstrapping of unified sentience”.

What’s The Dabus Issue?

The DABUS issue is related to inventorship of Inventions made/created using AI in context of the patent law.

What’s The Status  Of These  Applications?

DABUS patent applications are currently pending in multiple patent offices including  Canada, India, the Republic of Korea, China,  Taiwan, New Zealand, Israel, Brazil, Switzerland,  and Saudi Arabia. However, the applications are  granted by South Africa and Australian offices.  The applications are in the appeals process in  the US, UK, Germany, Australia, and the  European Patent Office.

Which Is The First  Intellectual  Property Office To  Consider Ai As  Inventors On  Patents?

South Africa has become the first patent office in  the world to issue patent that names artificial  intelligence as the inventor .

WHAT IS THE STAND OF  Epo,i.E., European  Patent System?

The EPO refused 2 inventions where DABUS is named as the inventor.

WHAT IS THE STAND  OF Uspto,i.E., United  States Of Patent &  Trademark Office?

The USPTO rejected the application stating AI cannot be an inventor and only natural persons  can be named as the inventors.


Who Filed  These  Applications?

Ryan Abbott, a Professor of Law and Health  Sciences at University of Surrey filed the  application. Abbott also led a group of  lawyers/attorneys on the behalf of DABUS and  Stephen Thaler.

What Is The Issue  With Dabus  Applications?

The patent applications name DABUS, (i.e., AI machine) as an inventor as opposed to traditional  practice of mentioning humans as an inventor.

How Many  Applications Naming  Dabus As An  Inventor, Are Filed?

In total, 2 applications are filed at multiple  patent offices along with 1 PCT patent  application.

What Are The  Inventions Created  By Dabus?

DABUS created 2 inventions without the  intervention of humans including – one relates to  an emergency warning light and the second is on  a food container that improves grip and heat  transfer.

Where Are The  Applications Naming  Dabus Filed?

The patent applications naming DABUS are filed in multiple patent offices around the world  including USPTO, EPO, UKIPO, South Africa,  Australia, Germany and many others.  Along  with this, an International PCT application  combining the subject matter of both  applications is filed.

Picture3

What’s The  Reason For  Rejection By Epo  And Uspto?

Accor ding  to  the  patent  of f ice  laws ,  the  applications  don’ t  meet  the  legal  requirement.  T he  applications name DABUS as an  inventor  and  the  inventor  can  be  any  natural  per s on  and  the  DABUS  is  a  machine  NOT  a  natural  per s on.  T he  simple  reason  is  that  as  per  the  legal  requirements  f or  patent  filing,  the  inventor  needs   to  be  a  natural  per s on  or  a human.

Dabus Is Similar  To Other AiS?

No, although DABUS is an AI system  but  is  totally  different from  AI  such  as  Siri  and  others .   The  DABUS  is  much  more  independent and has the  capability of complex functioning  such  as  creating  inventions.

Picture2

Any Patent Office(s)  Granted These  Applications?

Yes , South  Africa  Intellectual property office is the first office who granted these applications naming DABUS as an inventor . Few  days later,  Australian  court  too  decided  to grant applications  in Australia.

When The Applications  Are Filed?

In 2018 – 201 9 , 2 applications were filed inparallel with the  multiple  patent  offices  including  USPTO,  EPO and UKIPO.

Any Examples Similar  To Dabus In The Past?

Yes ,  earlier  this  year ,  AI  semi-super vised  question  answering  machine received a patent for  its  algorithms.  But the Australian  company ,  Flamingo  AI  limited,  now  owns  the  patent  rights .

Why Thaler Wants Ai To Be Recognized As Inventor?

DABus 2

S tephens T haler , the cr eator of DABUS s ay s that the ideas wer e  dev eloped by the DABUS without any inter v ention f r om the  humans s o the DABUS s hould be r ecognized as an inv entor .

What Is Dabus  Decision By Epo  And Ukipo?

The  DABUS  decis ions  in  the  EPO and  the  UK  ar e  now  under  appeal. In  the  EPO,  appeals  were submitted  in  May  2020  and  are pending  currently.  T he decision of the UKIPO was reviewed in England and Wales High  Court last  year, on July 15 ,  2020 and a decision  is  awaited.

Any Benefits Of  Dabus?

Yes ,  it  will  encourage  everyone( individuals  and  companies ) around  the  world  to  make,  develop  and  use  AI  to  generate  valuable  innovations  for  society .

Any past failure  like dabus?

Yes, the technology company siemens in 2019 Couldn’t file a patent on a new car suspension  system as it was developed by AI. This is just one  example, but the current system has prevented  numerous patents from being registered because  the inventions were created autonomously and  independently by AI.

What are associated  publication numbers  pending at uspto?

The dabus uspto application numbers are: Application no. 16,524,350 named as neural  flame, and application no. 16/524,532, named as  fractal container. The applications are not yet  published.

What Is General  Saying About The  Grant By South  Africa?

Although south africa has granted the patent  but experts are stating multiple reasons. For  example, some say the reason for the grant  may be the country does not have a  substantive patent examination system, while  others say the south africa’s patent law does  not define the inventor. Some are saying grant  is a mistake while others consider it as an  oversight by the office. So overall, the  significance of the grant may not be seen that  great.

Why some experts  are opposing the  dabus inventions?

The patent experts are rejecting the idea of Naming DABUS as inventor because of  multiple reasons. One is that their respective  patent laws consider only human inventors  not machines/AI. Second inventions require  the element of “mental conception” and this is  something which only a human mind is  capable of. Thirdly, inventorship comes with  certain rights, which AI is not legally capable of  possessing. Another important point is, they  feel there is a need to monitor the responsible  use of AI.

Any ai related  prior work done by  thaler?

Prior to dabus, thaler built an ai relating to the Cross-bristle toothbrush design. He filed a patent  for the cross-bristle design, and it was granted. But, thaler listed himself as the inventor at that  time instead of ai.

What Are Associated Publication Numbers Pending At Epo?



The DABUS EPO publication numbers are EP18275163 and EP18275174. The first patent ‘163 relates to food container and the ‘174 relates to emergency warning system, respectively.
Picture5
Picture5

How To Handle Dabus  Or Similar Cases In  Future?

Commentators suggesting patent offices should  develop common guidelines to govern AI generally  and any inventions they produce/create without  the intervention of any human. Maybe a new  regulation is required to consider AI as inventors  from a different perspective but keeping public  health and safety in mind.

What bartosz  grzybowski says?

The professor says chematica is a ‘facilitator’ of a Discovery but not an inventor. Despite chematica  developing the inventions autonomously, the  reaction rules and algorithms are coded by  humans and humans are required to validate the  results in the laboratory. According to him, the  output can be patentable only with  human/manual validations. ‘This is because on  paper – in silico – a route might look perfectly  legitimate but then, when one tries to execute it in  the lab, some unexpected complications emerge.’  But he admits ‘if an AI robot validated the results  then the route should be patentable’.

Any other ai tool  generating  inventions?

Yes, ai model known as elemnet. The tool Automatically predicts the stability of new  material candidates using only their  elemental composition, without domain  knowledge or human input. Any new material  candidates discovered by elemnet that then  can be validated/synthesised in a chemistry  lab for real-world applications. The tool is  developed by dipendra jha, a research  scientist at northwestern university, US, and  lead machine learning engineer at target  corporation.

Any practical and  useful example  where ai is  creating  inventions?

Undoubtedly yes. The AI is already creating  inventions for the life science community  and its presence is well recognized and  growing. As an example, AI is currently used  to predict biological targets of drug  molecules, identify the right candidates for  drug design, decode genetic material of  viruses for developing vaccines development,  determine 3D structures of proteins, and  many other potential therapeutic  applications.

What is the history  with australian  patent office?

Initially, the Australian Patent Office refused to  proceed with the application. Thaler later  appealed to the Federal Court and succeeded. The  court officially recognized Artificial Intelligence as  Inventors on July 30, 2021. The decision came just  few days after the Intellectual Property  Commission of South Africa granted a patent  recognizing DABUS as an inventor.

Why australian  court agreed?

In its landmark decision issued on july 30, 2021, an Australian court officially declared that an AI  system called DABUS can be legally recognized as  an inventor on a patent application. It came just  days after the intellectual property commission of  south africa granted a patent recognizing DABUS  as an inventor.

The australian court stated that the ordinary  meaning of “inventor” does not exclude non-  humans. They also mentioned that in patent law,  there is no requirement for a human inventor. This  is the first court decision in the world permitting  machines/non-humans to be named as inventors.  In its decision, the court describes that AI has  many benefits like in pharmaceutical research,  starting from identifying molecular targets to  development of vaccines. In view of these  contributions, the court mentioned that no narrow  view should be taken to the term “inventor” and  also suggested that the concept of “inventor”  should be flexible and capable of evolution.

Any similar ai  systems?

Yes, chematica, is a similar ai system in the domain Of life sciences. The AI system plans chemical  syntheses and finds new patentable pathways to  target molecules. Bartosz grzybowski is the creator  of chematica who is a professor at UNIST/IBS, south  korea & polish academy of sciences.

What is the stand  of epo?

The epo rejected the two patent Applications as filed. Thaler then appealed.  The EPO board of appeal shared its  preliminary view on june 21, 2021 but the  appeal hearing is scheduled for later this  year.

What happened  with dabus  applications at uk  ipo?

The uk ipo rejected the application. Thaler Appealed to the high court where his  appeal was dismissed stating that “the  provisions of the patents act 1977 are  extremely clear” that an inventor must be a  person. Thaler then appealed to the court  of appeal and a decision is expected later  this year.

What is the stand  of uspto?

The uspto also refused to allow the Application and thaler appealed to the  district court. On september 2, the court  ruled in favor of the USPTO. As per the  statements, the court decision will be  appealed to the court of appeals for the  federal circuit.

Why sa granted  the dabus  applications?

One probable reason is that south africa  government wants to increase innovation to  solve the country’s socioeconomic issues. And  another reason could be it got granted  because of the PCT application.

Any impact of  australian patent  office decision?

Yes, as compared to the judgment from South africa patent office, the decision by  australian court has more significance and  importance in recognition of AI systems as  inventors. The relative strength of the federal  court of australia, and its relative global  weight in context of acceptance of patent  decisions, caused the patent community  across the globe to take notice. In addition,  the decision by australian court is putting  pressure on other patent offices to address  the unresolved issue.

Any official  statement by  abbott?

Abbott says – “we’re moving into a new Paradigm where not only do people invent,  people build artificial intelligence that can  invent.”

What are the  practical uses of ai?

Ai technology has proven its significance during The covid times. AI helped in the development of  new drugs, vaccines, and diagnostic methods. In  addition AI helped in tracking and forecasting the  outbreaks, managing drones and robots to deliver  medical supplies and so on.

What is the path  ahead?

Ai is playing its role in research and innovation and Is improving exponentially. For the short to mid-  term innovations, AI may become a significant part  of research and development activity. One proven  example of the short term – is the use of AI in covid  times. It has been used for various purposes  including identifying right molecules, developing  drugs and vaccines, identifying and tracking  outbreaks and so on. So it is important to develop  policies or frameworks to deal with ai-generated  inventions or inventions developed partially by AI.  The policies should answer/cover – who should be  listed as an inventor and how the rights of  inventorship will be exercised. This may be  achieved by making some changes in existing  patent laws or by developing a separate  framework to evaluate AI generated inventions. In  simple words, we need to develop an AI patenting  policy more aligned with modern patenting  standards.